FACTS
WHAT DOES GYL FINANCIAL SYNERGIES, LLC DO WITH YOUR PERSONAL INFORMATION?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income
  • account balances and transaction history
  • investment experience and account transactions

When you are no longer our customer, we continue to share your information as described in this notice.
How? All financial companies need to share customer’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer’s personal information; the reasons GYL Financial Synergies, LLC chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information Does GYL Financial Synergies, LLC share? Can you limit this sharing?
For our everyday business purposes—
such as to process your transactions,
maintain your account(s), respond to court
orders and legal investigations, or report to
credit bureaus		 Yes No
For our marketing purposes—
to offer our products and services to you		 Yes No
For joint marketing with other financial
companies		 No We don’t share
For our affiliates’ everyday business purposes—
information about your transactions and
experiences		 Yes No
For our affiliates’ everyday business purposes—
information about your creditworthiness		 No We don’t share
For nonaffiliates to market to you No We don’t share
Questions? Call 1-844-248-9998 or go to www.gylfinsyn.com.
Who we are
Who is providing this notice? GYL Financial Synergies, LLC
What we do
How does GYL Financial Synergies, LLC protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does GYL Financial Synergies, LLC collect my personal information? We collect your personal information, for example, when you

  • open an account or give us your income information
  • tell us about your portfolio or deposit money
  • enter into an investment advisory contract

We also collect your personal information from other, including affiliates and other companies.
Why can’t I limit all sharing? Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Our affiliates include Focus Operating, LLC; UPTIQ Treasury & Credit Solutions, LLC; Focus Risk Solutions, LLC
Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • GYL Financial Synergies, LLC does not share with nonaffiliates so they can market to you.
Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • GYL Financial Synergies, LLC does not jointly market.
Other important information
Rev. 03/2024