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Rosa D. Cadena

Chief Compliance Officer

Rosa joined the firm in May 2017 as a Client Associate and is currently on the Compliance and Operations Team as Chief Compliance Officer. She has over 10 years of experience in the financial services industry. Rosa received her undergraduate degree from the University of Connecticut and her MBA at the University of Bridgeport. Rosa is Series 65 registered.

In her spare time, Rosa enjoys exploring new adventures with her two children, husband and two dogs.